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Violation Tracker Individual Record

Company: Forex Capital Trading Group, Forex Capital Trading Partners, and Highland Stone Capital Management
Penalty: $1,800,000
Year: 2012
Date: December 5, 2012
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: securities issuance or trading violation
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.