Violation Tracker Individual Record

Company: 
Friedman, Billings, Ramsey & Co., Inc.
Current Parent Company: 
Arlington Asset Investment Corp.
Penalty: 
$3,755,839
Year: 
2006
Date: 
December 20, 2006
Offense Group: 
financial offenses
Primary Offense: 
insider trading
Level of Government: 
federal
Action Type: 
agency action
Agency: 
Securities and Exchange Commission
Civil or Criminal Case: 
civil
HQ Country of Parent: 
USA
HQ State of Parent: 
Virginia
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
investment management
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.