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Violation Tracker Individual Record

Company: GLG Partners, L.P.
Penalty: $3,203,639
Year: 2007
Date: June 26, 2007
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: securities issuance or trading violation
Violation Description: GLG Partners, L.P. agreed to pay more than $3.2 million to settle allegations of illegal short selling in connection with 14 public offerings.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.