Violation Tracker Individual Record
Company:GLG Partners, L.P.
Date:June 26, 2007
Offense Group:financial offenses
Primary Offense:investor protection violation
Secondary Offense:securities issuance or trading violation
GLG Partners, L.P. agreed to pay more than $3.2 million to settle allegations of illegal short selling in connection with 14 public offerings.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
Source of Data:
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