Violation Tracker Individual Record
Company:Goldman Sachs Execution & Clearing, L.P.
Date:May 4, 2010
Offense Group:financial offenses
Primary Offense:investor protection violation
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking & securities
Source of Data:
Source Notes:If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.