Violation Tracker Individual Record

Company: 
Greater Wenatchee Regional Events Center Public Facilities District
Penalty: 
$20,000
Year: 
2013
Date: 
November 5, 2013
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

A municipal issuer in the state of Washington's Wenatchee Valley region agreed to pay $20,000 to settle allegations that it misled investors in a bond offering that financed the construction of a regional events center and ice hockey arena.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Securities and Exchange Commission
Civil or Criminal Case: 
civil
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.