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Violation Tracker Individual Record

Company: Greater Wenatchee Regional Events Center Public Facilities District
Penalty: $20,000
Year: 2013
Date: November 5, 2013
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: A municipal issuer in the state of Washington's Wenatchee Valley region agreed to pay $20,000 to settle allegations that it misled investors in a bond offering that financed the construction of a regional events center and ice hockey arena.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.