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Violation Tracker Individual Record

Company: 
Interinvest Corporation
Penalty: 
$6,900,000
Year: 
2016
Date: 
December 28, 2016
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

The Securities and Exchange Commission announced the resolution of an enforcement action filed by the Commission on June 16, 2015 against a Massachusetts-based investment advisory firm, Interinvest Corporation, and its owner. The Court entered default judgments against Interinvest and the owner after both failed to answer the SEC's complaint.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Securities and Exchange Commission
Civil or Criminal Case: 
civil
Source of Data: 

https://www.sec.gov/litigation/litreleases/2016/lr23713.htm (archived copy)

Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.