Violation Tracker Individual Record
Company:
Interinvest Corporation
Penalty:
$6,900,000
Year:
2016
Date:
December 28, 2016
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
The Securities and Exchange Commission announced the resolution of an enforcement action filed by the Commission on June 16, 2015 against a Massachusetts-based investment advisory firm, Interinvest Corporation, and its owner. The Court entered default judgments against Interinvest and the owner after both failed to answer the SEC's complaint.
Level of Government:
federal
Action Type:
agency action
Agency:
Securities and Exchange Commission
Civil or Criminal Case:
civil
Source of Data:
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.