Violation Tracker Individual Record
Company:Janus Capital Management LLC
Date:August 18, 2004
Offense Group:financial offenses
Primary Offense:investor protection violation
Secondary Offense:securities issuance or trading violation
Janus Capital Management LLC agreed to pay $100 million to settle allegations that it entered into undisclosed market timing agreements with certain investors.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:United Kingdom
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:investment management
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