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Violation Tracker Individual Record

Company: J.C. Reed & Co.
Penalty: $14,910,003
Year: 2013
Date: March 14, 2013
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The SEC announced that a United States District Judge for the Middle District of Tennessee entered final judgments on February 27, 2013 against J.C. Reed & Company and Barron A. Mathis.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.