Violation Tracker Individual Record
Company:JPMorgan Chase Bank
Date:September 27, 2012
Primary Offense:securities issuance or trading violation
The U.S. Commodity Futures Trading Commission announced that JP Morgan Chase Bank, N.A. agreed to pay a $600,000 civil monetary penalty to settle CFTC charges that it exceeded speculative position limits in Cotton No. 2 futures contracts trading.
Level of Government:federal
Action Type:agency action
Agency:Commodity Futures Trading Commission
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking & securities
Source of Data:
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