Violation Tracker Individual Record
Company:Kohlberg Kravis Roberts & Co.
Date:June 29, 2015
Offense Group:financial offenses
Primary Offense:investor protection violation
The Securities and Exchange Commissio charged Kohlberg Kravis Roberts & Co. with misallocating more than $17 million in so-called "broken deal" expenses to its flagship private equity funds in breach of its fiduciary duty.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:publicly traded
Major Industry of Parent:private equity (including portfolio companies)
Specific Industry of Parent:private equity (including portfolio companies)
Source of Data:
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