Violation Tracker Individual Record
Date:June 22, 2021
Offense Group:financial offenses
Primary Offense:investor protection violation
Loci Inc. agreed to pay $7.6 million the settle allegatgions it made materially false and misleading statements in connection with an unregistered offer and sale of digital asset securities.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
Source of Data:
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