Violation Tracker Individual Record

Company: 
Luca International Group, LLC
Penalty: 
$68,300,000
Year: 
2016
Date: 
July 28, 2016
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

The United States District Court for the Northern District of California entered a final judgment against Luca International Group LLC, Luca Resources Group LLC, Luca Energy Fund LLC and relief defendants Luca Operation LLC, Luca Barnett Shale Joint Venture, Luca To-Kalon Energy LLC, Luca Oil LLC, Luca I Limited Partnership, and Luca Oil II Joint Venture. The final judgment imposed on the Luca Entities a permanent injunction against future violations of certain antifraud provisions of the federal securities laws and ordered that certain Luca Entities pay $68.3 million in disgorgement.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Securities and Exchange Commission
Civil or Criminal Case: 
civil
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.