Violation Tracker Individual Record

Luca International Group, LLC
July 28, 2016
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

The United States District Court for the Northern District of California entered a final judgment against Luca International Group LLC, Luca Resources Group LLC, Luca Energy Fund LLC and relief defendants Luca Operation LLC, Luca Barnett Shale Joint Venture, Luca To-Kalon Energy LLC, Luca Oil LLC, Luca I Limited Partnership, and Luca Oil II Joint Venture. The final judgment imposed on the Luca Entities a permanent injunction against future violations of certain antifraud provisions of the federal securities laws and ordered that certain Luca Entities pay $68.3 million in disgorgement.

Level of Government: 
Action Type: 
agency action
Securities and Exchange Commission
Civil or Criminal Case: 
Source Notes: 
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Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.