Violation Tracker Individual Record

Company: 
MacAndrews & Forbes
Current Parent Company: 
MacAndrews & Forbes
Penalty: 
$720,000
Year: 
2013
Date: 
June 20, 2013
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Secondary Offense: 
premerger notification violation
Violation Description: 

The investment firm of MacAndrews & Forbes has agreed to settle Federal Trade Commission charges that it violated the agency's premerger filing requirements, and will pay a $720,000 civil penalty.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Federal Trade Commission
Civil or Criminal Case: 
civil
HQ Country of Parent: 
USA
HQ State of Parent: 
New York
Ownership Structure of Parent: 
privately held
Major Industry of Parent: 
diversified
Specific Industry of Parent: 
diversified
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.