Violation Tracker Individual Record
Company:Merrill Lynch & Co. Inc.
Date:March 17, 2003
Offense Group:financial offenses
Primary Offense:accounting fraud or deficiencies
Merrill Lynch agreed to pay $80 million to settle allegations that it aided and abetted Enron Corp.'s earnings manipulation by engaging in two fraudulent year-end transactions in 1999.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:North Carolina
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking
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