Violation Tracker Individual Record
Company:
Morningstar Credit Ratings, LLC
Current Parent Company:
Morningstar Inc.
Penalty:
$3,500,000
Year:
2020
Date:
May 15, 2020
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Level of Government:
federal
Action Type:
agency action
Agency:
Securities and Exchange Commission
Civil or Criminal Case:
civil
HQ Country of Parent:
USA
HQ State of Parent:
Illinois
Ownership Structure of Parent:
publicly traded
Major Industry of Parent:
miscellaneous services
Specific Industry of Parent:
investment research
Source of Data:
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
