Violation Tracker Individual Record

Company: 
National Investment Enterprises, Inc.
Penalty: 
$2,602,490
Year: 
2004
Date: 
April 23, 2004
Primary Offense: 
fraud
Level of Government: 
federal
Action Type: 
agency action
Agency: 
Securities and Exchange Commission
Civil or Criminal Case: 
civil
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.