Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Nomura Securities International Inc.
Current Parent CompanyNomura
Parent at the Time of the Penalty Announcement subscribe to see this data field
Penalty: $8,750,000
Year: 2018
Date: November 13, 2018
Offense Group: competition-related offenses
Primary Offense: price-fixing or anti-competitive practices
Violation Description: Nomura agreed to pay over $8 million to settle its role in litigation alleging that it conspired with other banks to manipulate the ISDAfix interest rate benchmark.
Level of Government: federal
Action Type: private litigation
Court: Southern District of New York
Civil or Criminal Case: civil
Case ID: 1:14cv7126
Case Name: Alaska Electrical Pension Fund v. Bank of America Corporation et al
Private Lawsuit Resolution Type: settlement
HQ Country of Current Parent: Japan
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: financial services
Source of Data(click here)
Link to PACER Case Docket (must be logged in)(click here)
Link to Archived Court Document subscribe to see this data field
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.