Violation Tracker Individual Record
Company:Oden Capital Management, LLC
Date:February 9, 2017
Offense Group:financial offenses
Primary Offense:investor protection violation
Secondary Offense:securities issuance or trading violation
The U.S. Commodity Futures Trading Commission entered an Order filing and settling charges against Dallas, Texas-based Commodity Pool Operators John B. Oden and Oden Capital Management, LLC for unlawfully operating two commodity interest pools.
Level of Government:federal
Action Type:agency action
Agency:Commodity Futures Trading Commission
Civil or Criminal Case:civil
Source of Data:
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