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Violation Tracker Individual Record

Company: Onyx Capital Advisors
Penalty: $9,100,000
Year: 2014
Date: February 7, 2014
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The SEC announced that the United States District Court for the Eastern District of Michigan entered a final judgment against Onyx Capital Advisors LLC, Roy Dixon, Jr. and Michael A. Farr. The final judgment ordered them to pay over $5.4 million in disgorgement and more than $4.1 million in civil penalties.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.