Violation Tracker Individual Record

Company: 
Onyx Capital Advisors
Penalty: 
$9,100,000
Year: 
2014
Date: 
February 7, 2014
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

The SEC announced that the United States District Court for the Eastern District of Michigan entered a final judgment against Onyx Capital Advisors LLC, Roy Dixon, Jr. and Michael A. Farr. The final judgment ordered them to pay over $5.4 million in disgorgement and more than $4.1 million in civil penalties.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Securities and Exchange Commission
Civil or Criminal Case: 
civil
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.