Violation Tracker Individual Record
Company:
Oppenheimer & Co.
Current Parent Company:
Oppenheimer Holdings
Penalty:
$2,375,901
Year:
2011
Date:
September 7, 2011
Offense Group:
employment-related offenses
Primary Offense:
wage and hour violation
Secondary Offense:
overtime violation
Level of Government:
federal
Action Type:
private litigation
Court:
Southern District of New York
Civil or Criminal Case:
civil
Case ID:
06-cv-4607
Case Name:
Creighton v. Oppenheimer & CO. Inc. et al
Private Lawsuit Resolution Type:
settlement
HQ Country of Parent:
USA
HQ State of Parent:
New York
Ownership Structure of Parent:
publicly traded
Major Industry of Parent:
financial services
Specific Industry of Parent:
financial services
Link to PACER Case Docket (must be logged in):
Link to Archived Court Document:
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
