Violation Tracker Individual Record
Company:PA Fund Management LLC, PEA Capital LLC and PA Distributors LLC
Date:September 13, 2004
Offense Group:financial offenses
Primary Offense:investor protection violation
PA Fund Management LLC, PEA Capital LLC, and PA Distributors LLC agreed to pay $50 million to settle allegations that they defrauded investors in the PIMCO Funds: Multi-Manager Series in connection with an undisclosed market timing arrangement.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:Germany
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:insurance
Source of Data:
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