Violation Tracker Individual Record
Company:Pequot Capital Management, Inc.
Date:May 27, 2010
Offense Group:financial offenses
Primary Offense:investor protection violation
Secondary Offense:securities issuance or trading violation
Connecticut-based hedge fund manager Pequot Capital Management, Inc. and its Chairman and CEO Arthur Samberg agreed to pay $28 million to settle allegations of insider trading in Microsoft Corporation securities.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
Source of Data:
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