Violation Tracker Individual Record
Company:Premium Income Corp.
Date:February 7, 2007
Offense Group:financial offenses
Primary Offense:investor protection violation
Secondary Offense:securities issuance or trading violation
Engaging in fraud in the sale and solicitation of illegal foreign currency covered call options and misappropriating customer funds.
Level of Government:federal
Action Type:agency action
Agency:Commodity Futures Trading Commission
Civil or Criminal Case:civil
Source of Data:
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