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Violation Tracker Individual Record

Company: Prudential Financial
Current Parent Company: Prudential Financial
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $11,000,000
Year: 2009
Date: October 6, 2009
Offense Group: employment-related offenses
Primary Offense: wage and hour violation
Violation Description: overtime violation
Level of Government: federal
Action Type: private litigation
Court: Central District of California
Civil or Criminal Case: civil
Case ID: 07-ml-01807
Case Name: In Re Wachovia Securities, LLC Wage and Hour Litigation
Private Lawsuit Resolution Type: settlement
HQ Country of Current Parent: USA
HQ State of Current Parent: New Jersey
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: insurance
Link to PACER Case Docket (must be logged in): (click here)
Link to Archived Court Document:  subscribe to see this data field
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.