Violation Tracker Individual Record
Date:March 11, 2013
Offense Group:financial offenses
Primary Offense:investor protection violation
Private equity firm Ranieri Partners agreed to pay $375,000 to settle allegations that it violated securities laws when soliciting more than $500 million in capital commitments for private funds managed by the firm.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
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