Violation Tracker Individual Record

Company: 
Ranieri Partners
Penalty: 
$375,000
Year: 
2013
Date: 
March 11, 2013
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Private equity firm Ranieri Partners agreed to pay $375,000 to settle allegations that it violated securities laws when soliciting more than $500 million in capital commitments for private funds managed by the firm.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Securities and Exchange Commission
Civil or Criminal Case: 
civil
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.