Violation Tracker Individual Record
Company:Regions Financial Corp.
Date:December 29, 2014
Primary Offense:benefit plan administrator violation
Secondary Offense:pension ERISA violation
The settlement amount listed here refers only to the ERISA portion of a larger multidistrict case.
Level of Government:federal
Action Type:private litigation
Court:Western District of Tennessee
Civil or Criminal Case:civil
Case Name:Hamby v. Morgan Asset Management, Inc. et al
Private Lawsuit Resolution Type:settlement
HQ Country of Parent:USA
HQ State of Parent:Alabama
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking & securities
Link to PACER Case Docket (must be logged in):
Link to Archived Court Document:
Source Notes:If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.