Violation Tracker Individual Record

Company: 
Republic New York Securities
Current Parent Company: 
HSBC
Penalty: 
$569,000,000
Year: 
2001
Date: 
December 17, 2001
Primary Offense: 
fraud
Level of Government: 
federal
Action Type: 
agency action
Agency: 
U.S. Attorney-Southern District of New York
Civil or Criminal Case: 
criminal
HQ Country of Parent: 
Britain
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
banking
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.