Violation Tracker Individual Record
Company:Ritchie Multi-Strategy Global Trading Ltd. and Ritchie Capital Management LLC
Date:February 5, 2008
Offense Group:financial offenses
Primary Offense:investor protection violation
Secondary Offense:securities issuance or trading violation
Hedge fund Ritchie Multi-Strategy Global Trading Ltd. and its Chicago-based adviser Ritchie Capital Management LLC agreed to pay approximately $40 million to settle allegations that they engaged in an illegal late trading scheme.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
Source of Data:
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