Violation Tracker Individual Record
Company:RS Investment Management L.P.
Date:October 6, 2004
Offense Group:financial offenses
Primary Offense:investor protection violation
Secondary Offense:securities issuance or trading violation
RS Investment Management L.P. agreed to pay $25 million to settle allegations of favoring certain mutual fund investors by allowing them to engage in frequent short-term trading (market timing).
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
Source of Data:
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