Violation Tracker Individual Record
Date:September 9, 2003
Offense Group:financial offenses
Primary Offense:investor protection violation
Schering-Plough Corporation agreed to pay $1 million to settle alleged violations of the disclosure requirements of Regulation FD and Section 13(a) of the Securities Exchange Act of 1934.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:New Jersey
Ownership Structure of Parent:publicly traded
Major Industry of Parent:pharmaceuticals
Specific Industry of Parent:pharmaceuticals
Source of Data:
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