Violation Tracker Individual Record
Company:Strong Capital Management, Inc.
Date:May 20, 2004
Primary Offense:securities issuance or trading violation
Strong Capital Management, Inc. agreed to pay $140 million to settle allegations of engaging in undisclosed frequent trading in violation of fiduciary duties to investors.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:California
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking
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