Violation Tracker Individual Record

Company: 
Stroud Capital Management, LLC, TS Capital Partners, LLC, and TS Capital Management, LLC
Penalty: 
$4,723,246
Year: 
2016
Date: 
March 22, 2016
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Secondary Offense: 
securities issuance or trading violation
Level of Government: 
federal
Action Type: 
agency action
Agency: 
Commodity Futures Trading Commission
Civil or Criminal Case: 
civil
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.