Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: The Hartford Financial Services Group
Current Parent Company: Hartford Financial Services
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $20,000,000
Year: 2006
Date: May 10, 2006
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The attorneys general of Connecticut and New York announced that a leading insurance firm would pay $20 million in restitution and fines to resolve an investigation of fraud in connection with the sale of group annuities.
Level of Government: state
Action Type: agency action
Agency: Multistate Attorneys General Case
Civil or Criminal Case: civil
HQ Country of Current Parent: USA
HQ State of Current Parent: Connecticut
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: insurance
Source of Data: (click here)
Link to Archived Court Document:  subscribe to see this data field
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.