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Violation Tracker Individual Record

Company: TIAA-CREF
Current Parent Company: TIAA
Penalty: $22,800,000
Year: 2014
Date: September 3, 2014
Offense Group: employment-related offenses
Primary Offense: benefit plan administrator violation
Secondary Offense: pension ERISA violation
Level of Government: federal
Action Type: private litigation
Court: District of Vermont
Civil or Criminal Case: civil
Case ID: 1:09-cv-0190
Case Name: Bauer-Ramazani et al. v. TIAA-CREF
Private Lawsuit Resolution Type: settlement
HQ Country of Current Parent: USA
HQ State of Current Parent: New York
Ownership Structure of Current Parent: non-profit
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: financial services
Source of Data: (click here)
Link to PACER Case Docket (must be logged in): (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.