Violation Tracker Individual Record
Date:August 27, 2015
Offense Group:financial offenses
Primary Offense:economic sanction violation
The U.S. Department of the Treasury's Office of Foreign Assets Control announced a $1,700,100 settlement with UBS AG to settle its potential civil liability for 222 apparent violations of the Global Terrorism Sanctions Regulations.
Level of Government:federal
Action Type:agency action
Agency:Office of Foreign Assets Control
Civil or Criminal Case:civil
HQ Country of Parent:Switzerland
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking & securities
Source of Data:
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