Violation Tracker Individual Record

Company: 
UBS as successor to Piper Jaffray
Current Parent Company: 
UBS
Penalty: 
$5,500,000
Year: 
2008
Date: 
June 6, 2008
Primary Offense: 
wage and hour violation
Secondary Offense: 
misclassification
Level of Government: 
federal
Action Type: 
private litigation
Court: 
Northern District of California
Civil or Criminal Case: 
civil
Case ID: 
06-cv-5155 and 06-cv-7075
Case Name: 
Gerry McNerney, et al. v. Piper Jaffray & Co., et al. and Jonathan Chaet v. Piper Jaffray Companies, et al.
Private Lawsuit Resolution Type: 
settlement
HQ Country of Parent: 
Switzerland
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
banking & securities
Source of Data: 

4-9 Mealey's Litig. Rep. Employ. L. 8 (2008)

Link to PACER Case Docket (must be logged in): 
Link to Archived Court Document: 
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.