Violation Tracker Individual Record
Company:Union Bank of California, N.A.
Date:September 17, 2007
Offense Group:financial offenses
Primary Offense:anti-money-laundering deficiencies
Union Bank of California, N.A. entered into a deferred prosecution agreement on charges of failing to maintain an effective anti-money laundering program and agreed to forfeit $21.6 million to the U.S. government.
Level of Government:federal
Action Type:agency action
Agency:Justice Department Criminal Division
Civil or Criminal Case:criminal
Prosecution Agreement:deferred prosecution agreement
HQ Country of Parent:Japan
Ownership Structure of Parent:publicly traded
Major Industry of Parent:diversified
Specific Industry of Parent:diversified
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