Violation Tracker Individual Record
Company:Van Wagoner Capital Management, Inc.
Date:August 26, 2004
Offense Group:financial offenses
Primary Offense:investor protection violation
Van Wagoner Capital Management, Inc. and its president agreed to pay $800,00 to settle allegations relating to the misstatement of the valuations of certain securities held by its investment funds.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
Source of Data:
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