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Violation Tracker Individual Record

Company: Well Advantage
Penalty: $14,245,266
Year: 2012
Date: October 18, 2012
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: securities issuance or trading violation
Violation Description: A Hong Kong-based firm charged with insider trading in July agreed to settle the case by paying more than $14 million, which is double the amount of its alleged illicit profits.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.