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Violation Tracker Individual Record

Company: Global Arena Capital Corp.
Penalty: $25,000
Year: 2015
Date: July 30, 2015
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: securities issuance or trading violation
Violation Description: Global Arena Capital Corp. was ordered to pay $25,000 in an Administrative Order judging it violated the Alaska Securities Act with misleading and deceptive sales of unsuitable securities. Its principals were ordered to pay another $125,000.
Level of Government: state
Action Type: agency action
Agency: Alaska Division of Banking and Securities
Civil or Criminal Case: civil
Facility State: Alaska
Source of Data: (click here)
Notes: Company and 5 principals jointly and severally liable for civil penalty coming to $25,000 each.
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.