Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: TMTE, Inc. aka Metals.com aka Chase Metals, Inc.
Penalty: $700,000
Year: 2020
Date: July 20, 2020
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: TMTE was ordered to pay a $700,000 civil penalty in an Order finding it a fraudulently sold precious metals and acted as a broker-dealer and investment adviser without registration in the state.
Level of Government: state
Action Type: agency action
Agency: Alaska Division of Banking and Securities
Civil or Criminal Case: civil
Facility State: Alaska
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.