Violation Tracker Individual Record
Company:TMTE, Inc. aka Metals.com aka Chase Metals, Inc.
Date:July 20, 2020
Offense Group:financial offenses
Primary Offense:investor protection violation
TMTE was ordered to pay a $700,000 civil penalty in an Order finding it a fraudulently sold precious metals and acted as a broker-dealer and investment adviser without registration in the state.
Level of Government:state
Action Type:agency action
Agency:Alaska Division of Banking and Securities
Civil or Criminal Case:civil
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