Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: NFN8 Group, Inc.
Penalty: $120,000
Year: 2022
Date: April 21, 2022
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: NFN8 agreed to pay a $50,000 administrative assessment, $40,000 costs, and contribute $30,000 to the Alabama Council on Economic Education in settlement of allegations the company employed two agents to sell securities who were not registered in the state.
Level of Government: state
Action Type: agency action
Agency: Alabama Securities Commission
Civil or Criminal Case: civil
Facility State: Alabama
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.