Violation Tracker Individual Record

Company: 
D-Val, LLC and D-Val Construction & Real Estate Investments
Penalty: 
$326,000
Year: 
2008
Date: 
September 11, 2008
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

D-Val, LLC, D-Val Construction and Real Estate Investments, and one individual agreed to disgorge $306,000 for restitution and pay $20,000 to the Investor Protection trust in a Consent Order settling allegations they violated securities laws.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arkansas Securities Department
Civil or Criminal Case: 
civil
Facility State: 
Arkansas
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.