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Company: Edward D. Jones & Co., L.P.
Current Parent Company:
Jones Financial
Parent at the Time of the Penalty Announcement:
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Penalty: $50,000
Year: 2018
Date: September 13, 2018
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: state
Action Type: agency action
Agency: Arkansas Securities Department
Civil or Criminal Case: civil
Facility State: Arkansas
HQ Country of Current Parent: USA
HQ State of Current Parent: Missouri
Ownership Structure of Current Parent: privately held
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: financial services
Source of Data:
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the
Update Log.
