Violation Tracker Individual Record

Company: 
Wesleyan Investment
Penalty: 
$10,000
Year: 
2018
Date: 
February 5, 2018
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Level of Government: 
state
Action Type: 
agency action
Agency: 
Arkansas Securities Department
Civil or Criminal Case: 
civil
Facility State: 
Arkansas
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.