Violation Tracker Individual Record

Company: 
Agra Technologies, Inc.
Penalty: 
$10,417,532
Year: 
2007
Date: 
October 16, 2007
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Agra Technologies, two individuals and their spouses agreed to jointly and severally pay $10,167,532 in restitution and the company agreed to pay a $250,000 administrative penalty in settlement of allegations they fraudulently sold unregistered securities in the state without being registered as dealers.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.