Violation Tracker Individual Record

Company: 
American Realty Partners , LLC et al.
Penalty: 
$11,670,327
Year: 
2019
Date: 
December 17, 2019
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

American Realty Partners and related companies and individuals were ordered to jointly and severally pay $11,170,327 in restitution and a $500,000 administrative penalty in an order finding they deceptively sold unregistered securities while unlicensed in the state.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.