Violation Tracker Individual Record

Company: 
Arizona Gold Processing, LLC and AZGO, LLC
Penalty: 
$1,242,275
Year: 
2013
Date: 
August 16, 2013
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Arizona Gold Processing, LLC, AZGO, LLC and their controlling individual agreed to pay $1,142,275 in restitution and a $100,000 administrative penalty in settlement of allegations they deceptively sold unregistered securities in the state while not registered as dealers.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.