Violation Tracker Individual Record
Company:
Arizona Gold Processing, LLC and AZGO, LLC
Penalty:
$1,242,275
Year:
2013
Date:
August 16, 2013
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
Arizona Gold Processing, LLC, AZGO, LLC and their controlling individual agreed to pay $1,142,275 in restitution and a $100,000 administrative penalty in settlement of allegations they deceptively sold unregistered securities in the state while not registered as dealers.
Level of Government:
state
Action Type:
agency action
Agency:
Arizona Corporation Commission
Civil or Criminal Case:
civil
Facility State:
Arizona
Source of Data:
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
