Violation Tracker Individual Record
Company:Bamex International, Ltd.
Date:November 13, 2002
Offense Group:financial offenses
Primary Offense:investor protection violation
Bamex and its controlling individual agreed to pay $1,242,429 in restitution and a $35,000 administrative penalty in settlement of allegations they sold unregistered securities in the state without being registered as dealers.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
Source of Data:
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