Violation Tracker Individual Record
Company:Brixon Group Ltd.
Date:November 8, 2005
Offense Group:financial offenses
Primary Offense:investor protection violation
Brixon Group and two individuals were ordered to pay $8,536,445 in restitution and a $250,000 administrative penalty in an Order finding they fraudulently sold unregistered securities in the state without being registered as dealers.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
Source of Data:
Source Notes:If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.